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Courtney Ruth anna ada Ward

Nylife Securities LLC

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About Courtney Ruth anna ada Ward

Courtney Ward is a registered representative of Nylife Securities LLC. Courtney has been in the financial industry since May 4, 2015 and has successfully passed the Securities Industry Essentials Examination (SIE) and the Operations Professional Examination (Series 99). Courtney is currently registered with FINRA.

Firm Information

Courtney Ward is currently registered with Nylife Securities LLC. Nylife Securities LLC is a Limited Liability Company formed in 2007, registered in 51 states and the SEC. The firm has been involved in 13 regulatory events and 7 arbitrations.

Not reported

Assets Under Management

Not reported

Total Clients

4,464

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Courtney Ward’s Registration & Firm History

AR

05/04/2015 - Present

Nylife Securities LLC (LITTLE ROCK AR)

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Licenses & Designations

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 05/04/2015

Series 99 - Operations Professional Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Courtney Ruth anna ada Ward.
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