Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Courtney? Claim Your ProfileCourtney Boman is a financial professional with over 20 years of experience in the securities industry. Currently registered with Seaport Global Securities LLC, Courtney has a broad background, having previously worked at firms such as BTIG, LLC, Imperial Capital, LLC, Guggenheim Capital Markets, LLC, Maxcor Financial Inc., Goldman, Sachs & Co., and Barclays Capital Inc.. Courtney holds the Series 63, Series 7, and SIE licenses and is currently registered to provide securities services in all 50 states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
03/09/2020 - Present
Seaport Global Securities LLC (NEW YORK NY)
NY
08/27/2018 - 01/17/2020
BTIG, LLC (New York NY)
NY
02/15/2006 - 06/15/2018
IMPERIAL CAPITAL, LLC (NEW YORK NY)
NY
01/27/2004 - 01/18/2006
GUGGENHEIM CAPITAL MARKETS, LLC (NEW YORK NY)
NY
03/21/2002 - 01/26/2004
MAXCOR FINANCIAL INC. (NEW YORK NY)
NY
03/15/2000 - 11/21/2000
GOLDMAN, SACHS & CO. (NEW YORK NY)
NY
04/23/1999 - 03/08/2000
BARCLAYS CAPITAL INC. (NEW YORK NY)
NY
02/19/1998 - 02/01/1999
CIBC OPPENHEIMER CORP. (NEW YORK NY)
BC
Issued 04/22/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/18/1998
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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