Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Courtney? Claim Your ProfileCourtney Nicole Papes is a financial professional with over five years of experience in the industry. Courtney has worked for firms including MAN INVESTMENTS INC., VIRTU AMERICAS LLC, and VIRTU ITG LLC. Courtney is currently registered with Liquidnet, Inc. and is licensed to sell securities in fifteen states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
07/19/2021 - Present
Liquidnet, Inc. (NEW YORK NY)
NY
05/29/2019 - 07/12/2021
MAN INVESTMENTS INC. (NEW YORK NY)
NY
04/30/2019 - 05/17/2019
VIRTU AMERICAS LLC (New York NY)
NY
10/10/2016 - 05/17/2019
VIRTU ITG LLC (NEW YORK NY)
BC
Issued 10/14/2017
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/22/2019
Series 3 - National Commodity Futures Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/01/2018
Series 57 - Securities Trader Exam
BC
Issued 10/10/2016
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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