Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Courtney? Claim Your ProfileCourtney Morgan is a financial professional with over five years of experience in the industry. Courtney has a Series 7, Series 24, and Series 63 license and has passed the SIE and Series 14 exams. Courtney is currently registered with Icapital Markets LLC in New York, NY. Prior to joining Icapital Markets LLC, Courtney was employed by SIMON MARKETS LLC and GOLDMAN SACHS & CO. LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
12/14/2023 - Present
Icapital Markets LLC (NEW YORK NY)
NY
09/27/2018 - 12/01/2023
SIMON MARKETS LLC (New York NY)
NY
09/10/2018 - 01/04/2019
GOLDMAN SACHS & CO. LLC (NEW YORK NY)
BC
Issued 01/08/2019
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 14 - Compliance Officer Examination
BC
Issued 10/01/2018
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/10/2018
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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