Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Courtney? Claim Your ProfileCourtney Williams is a registered representative at Axos Clearing LLC, a firm that is not registered as an investment advisor. Courtney holds the Series 7TO and SIE licenses. Her career in the financial industry began in 2020. Courtney has previously worked at TD Ameritrade Clearing, Inc..
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NE
10/18/2021 - Present
Axos Clearing LLC (Omaha NE)
NE
03/22/2021 - 09/14/2021
TD AMERITRADE CLEARING, INC. (OMAHA NE)
BC
Issued 03/20/2021
Series 7TO - General Securities Representative Examination
BC
Issued 09/08/2020
SIE - Securities Industry Essentials Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BZX Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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