Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Courtney? Claim Your ProfileCourtney L. Sprio is a financial professional with over a decade of experience in the industry. Courtney is currently registered with Calamos Financial Services LLC and has held previous positions with THORNBURG SECURITIES CORPORATION, ALLIANCEBERNSTEIN INVESTMENTS, INC., COHEN & STEERS SECURITIES, LLC, and CITIGROUP GLOBAL MARKETS INC. Courtney is Series 7 and Series 63 licensed.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
IL
03/18/2022 - Present
Calamos Financial Services LLC (NAPERVILLE IL)
NM
06/09/2016 - 01/06/2021
THORNBURG SECURITIES CORPORATION (SANTA FE NM)
NY
06/13/2014 - 06/01/2016
ALLIANCEBERNSTEIN INVESTMENTS, INC. (NEW YORK NY)
NY
05/26/2011 - 05/29/2014
COHEN & STEERS SECURITIES, LLC (NEW YORK NY)
NY
05/03/2010 - 03/21/2011
CITIGROUP GLOBAL MARKETS INC. (OSSINING NY)
BC
Issued 01/31/2011
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/01/2010
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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