Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Courtney? Claim Your ProfileCourtney Walsh is a financial advisor registered with Essex Financial Services, Inc. and holds Series 7, 63, and 66 securities licenses. Courtney's career in the financial services industry spans over 25 years. She has prior experience with Janney Montgomery Scott LLC, BEAR, STEARNS & CO. INC., PAINEWEBBER INCORPORATED, and KIDDER, PEABODY & CO. INCORPORATED. Essex Financial Services, Inc. is a Registered Investment Advisor (RIA) headquartered in Essex, Connecticut. Essex Financial Services, Inc. provides financial planning, portfolio management for businesses and individuals, and selection of other advisors.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
CT
06/18/2021 - Present
Essex Financial Services, Inc. (ESSEX CT)
CT
05/20/2020 - 06/03/2021
JANNEY MONTGOMERY SCOTT LLC (NEW HAVEN CT)
NY
11/13/1996 - 12/11/2001
BEAR, STEARNS & CO. INC. (NEW YORK NY)
NJ
01/28/1995 - 08/02/1995
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
NY
04/29/1994 - 01/28/1995
KIDDER, PEABODY & CO. INCORPORATED (NEW YORK NY)
BOTH
Issued 12/03/2020
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/20/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/20/2020
Series 7TO - General Securities Representative Examination
BC
Issued 03/05/2020
SIE - Securities Industry Essentials Examination
BC
Issued 04/28/1994
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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