Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Courtney? Claim Your ProfileCourtney Harris is a financial advisor with over 20 years of experience in the financial services industry. Courtney has worked for several firms, including Citigroup Global Markets Inc., Macquarie Capital (USA) Inc., and Old City Securities LLC. Courtney currently is a registered representative and investment advisor representative for J.P. Morgan Securities LLC. Courtney is registered to provide investment advice in all 50 states and the District of Columbia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
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2
TX
01/13/2023 - Present
J.p. Morgan Securities LLC (Plano TX)
PA
03/22/2022 - 09/29/2022
BA SECURITIES, LLC (W. CONSHOHOCKEN PA)
NY
05/14/2021 - 03/18/2022
OLD CITY SECURITIES LLC (NEW YORK NY)
NY
02/22/2018 - 07/24/2019
MACQUARIE CAPITAL (USA) INC. (NEW YORK NY)
NY
10/05/2005 - 06/15/2017
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
NY
03/20/2003 - 09/12/2005
KBC FINANCIAL PRODUCTS USA, INC. (NEW YORK NY)
NY
10/06/2000 - 02/19/2003
CAZENOVE INCORPORATED (NEW YORK NY)
NY
01/24/2000 - 08/11/2000
UBS WARBURG LLC (NEW YORK NY)
IA
Issued 01/06/2023
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/14/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/26/2003
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/22/2000
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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