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Courtney Farrell

Foreside Global Services, LLC

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About Courtney Farrell

Courtney Farrell is a financial professional with experience in the industry since 2017. Currently, Courtney is registered with Foreside Global Services, LLC. Courtney has held several positions with other firms including Foreside Distribution Services, L.P., BD Compliance Solutions, LLC, Fairholme Distributors, LLC, Foreside Associates, LLC, Funds Distributor, LLC, Foreside Funds Distributors LLC, Northern Funds Distributors, LLC, PNC Funds Distributor, LLC, Sterling Capital Distributors, LLC, VT Distributors LLC, and Imst Distributors, LLC. Courtney has passed the General Securities Principal Examination, the Securities Industry Essentials Examination, and the General Securities Representative Examination.

Firm Information

Courtney Farrell is currently registered with Foreside Global Services, LLC. Foreside Global Services, LLC is a Limited Liability Company formed in January 2012. The firm is registered to conduct business in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands. Foreside Global Services, LLC has one SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

11

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Courtney Farrell’s Registration & Firm History

ME

01/11/2024 - Present

Foreside Global Services, LLC (Portland ME)

ME

06/29/2022 - 10/11/2023

COMPASS DISTRIBUTORS, LLC (PORTLAND ME)

ME

06/29/2022 - 12/31/2022

FORESIDE DISTRIBUTION SERVICES, L.P. (PORTLAND ME)

ME

01/29/2018 - 11/14/2019

BD COMPLIANCE SOLUTIONS, LLC (PORTLAND ME)

ME

01/29/2018 - 11/14/2019

FAIRHOLME DISTRIBUTORS, LLC (PORTLAND ME)

ME

01/29/2018 - 11/14/2019

FORESIDE ASSOCIATES, LLC (PORTLAND ME)

ME

01/29/2018 - 11/14/2019

FORESIDE DISTRIBUTION SERVICES, L.P. (PORTLAND ME)

ME

01/29/2018 - 11/14/2019

FORESIDE FINANCIAL SERVICES, LLC (PORTLAND ME)

ME

01/29/2018 - 11/14/2019

FORESIDE FUNDS DISTRIBUTORS LLC (PORTLAND ME)

ME

01/29/2018 - 11/14/2019

FUNDS DISTRIBUTOR, LLC (PORTLAND ME)

ME

01/29/2018 - 11/14/2019

IMST DISTRIBUTORS, LLC (PORTLAND ME)

ME

01/29/2018 - 11/14/2019

NORTHERN FUNDS DISTRIBUTORS, LLC (PORTLAND ME)

ME

01/29/2018 - 11/14/2019

PNC FUNDS DISTRIBUTOR, LLC (PORTLAND ME)

ME

01/29/2018 - 11/14/2019

STERLING CAPITAL DISTRIBUTORS, LLC (PORTLAND ME)

ME

01/29/2018 - 11/14/2019

VT DISTRIBUTORS LLC (PORTLAND ME)

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Licenses & Designations

BC

Issued 08/09/2018

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 02/20/2017

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Courtney Farrell.
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