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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Courtney? Claim Your ProfileCourtney Erin McCauley is a registered investment advisor representative with Fidelity Personal And Workplace Advisors. Courtney has been in the industry since August 2015 and is licensed to provide investment advice in Massachusetts and Texas. Courtney has passed the Series 63, Series 65, Series 7 and SIE exams. Courtney previously worked at Fidelity Investments Institutional Services Company, Inc. in Smithfield, Rhode Island. Courtney earned her Series 63 license in 2015 and her Series 65 license in 2019. Courtney specializes in providing financial planning, portfolio management and educational seminars to high-net-worth individuals, corporations and other businesses, pension and profit-sharing plans, and charitable organizations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
MA
05/20/2019 - Present
Fidelity Personal AND Workplace Advisors (CAMBRIDGE MA)
RI
08/12/2015 - 03/05/2019
FIDELITY INVESTMENTS INSTITUTIONAL SERVICES COMPANY, INC. (SMITHFIELD RI)
IA
Issued 03/29/2019
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/21/2015
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/12/2015
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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