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Courtney Elizabeth Webber

Keefe, Bruyette & Woods, Inc.

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About Courtney Elizabeth Webber

Courtney Elizabeth Webber is a financial professional with over 25 years of experience in the industry. Courtney has been registered with Keefe, Bruyette & Woods, Inc. since 1998 and has held prior positions at SBC Warburg Dillon Read Inc. Courtney holds several licenses including Series 7, Series 24, Series 55, Series 57TO and Series 63. Courtney is licensed to provide investment advice in all 50 states.

Firm Information

Courtney Webber is currently registered with Keefe, Bruyette & Woods, Inc.. Keefe, Bruyette & Woods, Inc. is a Corporation, formed in 1962, that is registered in all 50 states and the District of Columbia, plus Puerto Rico. The firm has been approved by the SEC and has been involved in 17 Regulatory Events and 1 Bond disclosure.

Not reported

Assets Under Management

Not reported

Total Clients

88

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Courtney Webber’s Registration & Firm History

NY

10/01/1998 - Present

Keefe, Bruyette & Woods, Inc. (NEW YORK NY)

CT

01/12/1996 - 06/22/1998

SBC WARBURG DILLON READ INC. (STAMFORD CT)

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Licenses & Designations

BC

Issued 03/13/1998

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 06/26/2004

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 57TO - Securities Trader Exam

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 07/26/1999

Series 55 - Limited Representative-Equity Trader Exam

BC

Issued 12/11/1995

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Courtney Elizabeth Webber.
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