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Courtney Elizabeth Voden

Northwestern Mutual Investment Services, LLC

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About Courtney Elizabeth Voden

Courtney Elizabeth Voden is a financial advisor with over 20 years of experience in the industry. Courtney is a Registered Representative at Northwestern Mutual Investment Services, LLC. Courtney has held prior positions with Wachovia Securities, LLC and Morgan Stanley DW Inc. Courtney is a licensed representative in Wisconsin. Courtney specializes in a variety of financial services, including investment research, referrals to other advisors, and product and marketing consulting.

Firm Information

Courtney Voden is currently registered with Northwestern Mutual Investment Services, LLC. Northwestern Mutual Investment Services, LLC is a Limited Liability Company formed in June 1998. Headquartered in Milwaukee, Wisconsin, the firm provides investment research and referrals to other advisors. They are registered with the SEC and in all 50 states. The firm has over 2,000 licensed agents, investment advisor representatives, and registered representatives.
Northwestern Mutual Investment Services, LLC

720 EAST WISCONSIN AVENUE

MILWAUKEE, WI 53202-4797

Not reported

Assets Under Management

1

Total Clients

10,224

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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investment research; referrals to other advisers

Investment research; referrals to other advisers

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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other

Referral fees

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Courtney Voden’s Registration & Firm History

WI

11/01/2024 - Present

Northwestern Mutual Investment Services, LLC (Milwaukee WI)

WI

03/23/2004 - 07/11/2007

WACHOVIA SECURITIES, LLC (WAUKESHA WI)

NY

12/18/2000 - 01/31/2002

MORGAN STANLEY DW INC. (PURCHASE NY)

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Licenses & Designations

BOTH

Issued 01/16/2001

Series 66 - Uniform Combined State Law Examination

BC

Issued 11/04/2016

Series 10 - General Securities Sales Supervisor - General Module Examination

BC

Issued 09/02/2016

Series 9 - General Securities Sales Supervisor - Options Module Examination

BC

Issued 05/16/2011

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 01/15/2001

Series 31 - Futures Managed Funds Examination

BC

Issued 12/14/2000

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Courtney Elizabeth Voden.
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