Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Courtney? Claim Your ProfileCourtney Elizabeth Harris is a financial professional with over 12 years of experience in the securities industry. Courtney is currently registered with Janus Henderson Distributors US LLC in Denver, Colorado, where she has been employed since February 2019. Previously, Courtney was registered with Transamerica Capital, Inc. from May 2014 to January 2019, NewEdge USA, LLC from September 2011 to May 2013, and Goldman, Sachs & Co. from September 2008 to August 2010. Courtney holds the Series 63, Series 7, and SIE licenses. Courtney is registered in 18 states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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CO
02/25/2019 - Present
Janus Henderson Distributors US LLC (DENVER CO)
CO
05/17/2014 - 01/28/2019
TRANSAMERICA CAPITAL, INC. (DENVER CO)
NY
09/15/2011 - 05/07/2013
NEWEDGE USA, LLC (NEW YORK NY)
NY
09/01/2008 - 08/11/2010
GOLDMAN, SACHS & CO. (NEW YORK NY)
BC
Issued 09/05/2008
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/29/2008
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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