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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Courtney? Claim Your ProfileCourtney Diane Peters is a financial advisor with Fidelity Personal And Workplace Advisors. Courtney has been a financial advisor for over 6 years. She is licensed to conduct business in Arizona, Colorado, Kansas, Massachusetts, New Mexico, Texas, Utah, and Wyoming. She holds Series 7TO, 9, 10, 63, and 66 licenses and the SIE exam. She has previous experience with Northwestern Mutual Investment Services, LLC, Resolute Wealth Partners, and FBR Capital Markets and Co. Courtney focuses on providing financial planning, educational seminars, selection of other advisors, and portfolio management for individuals and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
TX
09/03/2020 - Present
Fidelity Personal AND Workplace Advisors (TROPHY CLUB TX)
CO
09/20/2019 - 11/08/2019
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (GREENWOOD VLG CO)
BOTH
Issued 08/24/2020
Series 66 - Uniform Combined State Law Examination
BC
Issued 12/02/2019
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/26/2022
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 08/11/2022
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 09/20/2019
Series 7TO - General Securities Representative Examination
BC
Issued 05/17/2019
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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