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Courtney Chace Babb

Schwab Wealth Advisory, Inc.

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About Courtney Chace Babb

Courtney Chace Babb is a financial advisor currently registered with Schwab Wealth Advisory, Inc. in Lone Tree, Colorado. Courtney has been working in the financial industry since 2010 and is a Certified Financial Planner. Courtney has passed the Series 63, 66 and 7 exams as well as the SIE exam. Courtney is registered in 25 states, including Arizona, California, Colorado, Florida, Hawaii, Illinois, Iowa, Massachusetts, Minnesota, Nevada, New Jersey, New Mexico, New York, Oklahoma, Oregon, Rhode Island, South Carolina, Tennessee, Texas, Virginia, Washington, and Wisconsin. In addition to Schwab Wealth Advisory, Inc., Courtney has previous experience with SCOTTRADE, INC.

Firm Information

Courtney Babb is currently registered with Schwab Wealth Advisory, Inc.. Schwab Wealth Advisory, Inc. is an investment advisory firm based in SAN FRANCISCO, CA, United States. The firm provides financial planning and portfolio management services to individuals, businesses, and high-net-worth individuals. They also offer a wrap fee program.
Schwab Wealth Advisory, Inc.

211 MAIN STREET

SAN FRANCISCO, CA 94105-1901

Not reported

Assets Under Management

141,801

Total Clients

904

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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other

Swa program paid by wrap sponsor pursuant to cost plan formula.

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Courtney Babb’s Registration & Firm History

CO

01/04/2022 - Present

Schwab Wealth Advisory, Inc. (Lone Tree CO)

FL

04/14/2010 - 10/29/2012

SCOTTRADE, INC. (ORLANDO FL)

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Licenses & Designations

BOTH

Issued 05/21/2015

Series 66 - Uniform Combined State Law Examination

BC

Issued 05/15/2010

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 04/12/2010

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Courtney Chace Babb.
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