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Courtney Brooke Wegman

L.j. Hart AND Co.

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About Courtney Brooke Wegman

Courtney Brooke Wegman is a financial advisor with L.j. Hart AND Co. with a focus on municipal securities. Courtney has been active in the financial industry since 2013. Courtney is registered to provide investment advice in Missouri.

Firm Information

Courtney Wegman is currently registered with L.j. Hart AND Co.. L.j. Hart AND Co. is a Corporation formed on November 12, 1991 and is currently Approved. The firm is registered in Illinois, Louisiana, Missouri, South Dakota, Texas, and Wyoming. It has also received 1 approved SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

13

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Courtney Wegman’s Registration & Firm History

MO

08/12/2013 - Present

L.j. Hart AND Co. (St. Louis MO)

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Licenses & Designations

BC

Issued 08/29/2013

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/17/2017

Series 50 - Municipal Advisor Representative Qualification Exam

BC

Issued 08/10/2013

Series 52 - Municipal Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Courtney Brooke Wegman.
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