Unclaimed
Courtney Brooke Wegman is a financial advisor with L.j. Hart AND Co. with a focus on municipal securities. Courtney has been active in the financial industry since 2013. Courtney is registered to provide investment advice in Missouri.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
MO
08/12/2013 - Present
L.j. Hart AND Co. (St. Louis MO)
BC
Issued 08/29/2013
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/17/2017
Series 50 - Municipal Advisor Representative Qualification Exam
BC
Issued 08/10/2013
Series 52 - Municipal Securities Representative Examination
Active
Inactive
F
FINRA
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