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Courtney Bridget Stevens

Citizens Securities, Inc.

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About Courtney Bridget Stevens

Courtney Bridget Stevens is a registered representative with Citizens Securities, Inc. Courtney has been working in the securities industry since February 28, 2007. Courtney has worked with a number of firms including J.P. Morgan Securities LLC, First Republic Securities Company, LLC, and Mesirow Financial, Inc. Courtney holds Series 6, 7, 9, 10, 63, 66, 99TO, and SIE licenses.

Firm Information

Courtney Stevens is currently registered with Citizens Securities, Inc.. Citizens Securities, Inc. is a corporation headquartered in Johnston, Rhode Island, and was formed on September 21, 1995. The firm manages approximately $1 billion to $10 billion in assets and provides financial planning, portfolio management for individuals and selection of other advisors. They also participate in a wrap fee program. The firm has regulatory assets under management of $9.19 billion in 53,044 accounts. Citizens Securities is registered with the SEC and in all 50 states, as well as the District of Columbia and Puerto Rico.
Citizens Securities, Inc.

ONE CITIZENS BANK WAY

JOHNSTON, RI 02043

$9.19B

Assets Under Management

53,044

Total Clients

788

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

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participate in wrap fee program

Participate in wrap fee program

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Courtney Stevens’s Registration & Firm History

RI

02/13/2024 - Present

Citizens Securities, Inc. (JOHNSTON RI)

NY

09/29/2023 - 02/09/2024

J.P. MORGAN SECURITIES LLC (NEW YORK NY)

NY

03/09/2022 - 09/29/2023

FIRST REPUBLIC SECURITIES COMPANY, LLC (NEW YORK NY)

NY

03/13/2015 - 03/04/2022

J.P. MORGAN SECURITIES LLC (NEW YORK NY)

IL

04/04/2013 - 08/05/2014

LIQUIDPOINT, LLC (CHICAGO IL)

IL

03/03/2011 - 07/06/2012

MESIROW FINANCIAL, INC. (CHICAGO IL)

IL

12/08/2009 - 01/29/2010

HIGHTOWER SECURITIES, LLC (CHICAGO IL)

NY

03/12/1999 - 05/08/2002

MORGAN STANLEY DW INC. (PURCHASE NY)

NY

01/28/1997 - 02/16/1999

THE DREYFUS SERVICE CORPORATION (NEW YORK NY)

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Licenses & Designations

BOTH

Issued 06/22/2019

Series 66 - Uniform Combined State Law Examination

BC

Issued 01/29/1997

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 09/28/2020

Series 10 - General Securities Sales Supervisor - General Module Examination

BC

Issued 06/27/2020

Series 9 - General Securities Sales Supervisor - Options Module Examination

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 12/07/2009

Series 7 - General Securities Representative Examination

BC

Issued 01/27/1997

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Courtney Bridget Stevens.
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