Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Courtney? Claim Your ProfileCourtney John is a financial professional with over 20 years of experience in the financial services industry. Courtney is currently registered with Transamerica Capital, Inc. and is located in Denver, Colorado. Courtney has a Series 6 and Series 26 licenses, as well as a SIE exam. Courtney has previously held positions at Transamerica Investors Securities Corporation and AFSG Securities Corporation.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CO
02/12/2020 - Present
Transamerica Capital, Inc. (DENVER CO)
CO
07/01/2019 - 01/06/2020
TRANSAMERICA INVESTORS SECURITIES CORPORATION (DENVER CO)
CO
01/26/2004 - 07/01/2019
TRANSAMERICA CAPITAL, INC. (DENVER CO)
IA
06/04/2001 - 06/04/2007
AFSG SECURITIES CORPORATION (CEDAR RAPIDS IA)
MN
05/15/1997 - 05/07/1998
NALAC FINANCIAL PLANS, LLC (MINNEAPOLIS MN)
BC
Issued 07/27/2001
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/01/2001
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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