Invested Better
Unclaimed

Unclaimed

Unclaimed

Courtney Anne cole Swaenepoel

PNC Capital Markets LLC

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you Courtney? Claim Your Profile

About Courtney Anne cole Swaenepoel

Courtney Swaenepoel is a financial professional with a strong background in the securities industry. Courtney holds the Series 63, Series 52TO, and SIE licenses, demonstrating her expertise in a range of financial products. Courtney currently works for PNC Capital Markets LLC, and is registered to offer securities in 31 states across the country.

Firm Information

Courtney Swaenepoel is currently registered with PNC Capital Markets LLC. PNC Capital Markets LLC is a Limited Liability Company formed in December 2005. The firm is registered in all 50 states, the District of Columbia, and Puerto Rico. PNC Capital Markets LLC has been approved for SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

489

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

Find Your Ideal Financial Advisor

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

Courtney Swaenepoel’s Registration & Firm History

PA

08/18/2021 - Present

PNC Capital Markets LLC (Berwyn PA)

Not sure if Courtney Anne cole Swaenepoel is right for you?

Licenses & Designations

BC

Issued 09/01/2021

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 08/18/2021

Series 52TO - Municipal Securities Representative Examination

BC

Issued 07/14/2021

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Courtney Anne cole Swaenepoel.
Not sure if Courtney Anne cole Swaenepoel is right for you?