Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Courtney? Claim Your ProfileCourtney Ann Moritsch is a financial advisor with over 20 years of experience in the industry. She has held various roles at several firms, including UMB Distribution Services, LLC and Grand Distribution Services, LLC. Currently, she is a registered representative at Robert W. Baird & Co. Inc. Her expertise lies in providing investment advisory services to individuals, businesses, and institutions.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
See schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
Hard dollar payments for research
1
2
WI
04/23/2019 - Present
Robert W. Baird & Co. Inc. (MILWAUKEE WI)
WI
03/10/2003 - 04/22/2019
UMB DISTRIBUTION SERVICES, LLC (MILWAUKEE WI)
WI
01/03/2011 - 12/31/2012
GRAND DISTRIBUTION SERVICES, LLC (MILWAUKEE WI)
BC
Issued 06/14/2016
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/27/2023
Series 24 - General Securities Principal Examination
BC
Issued 03/28/2013
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 08/31/2020
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/06/2003
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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