Unclaimed
Courtney Colwell is a registered representative with Vanguard Marketing Corp., a firm headquartered in Charlotte, North Carolina. Courtney holds the Series 7TO and Series 63 securities licenses, and is registered to sell securities in all 50 states, the District of Columbia, Puerto Rico and the Virgin Islands. Courtney has been in the securities industry since October 2019.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NC
10/15/2019 - Present
Vanguard Marketing Corp. (CHARLOTTE NC)
BC
Issued 09/20/2019
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/15/2019
Series 7TO - General Securities Representative Examination
BC
Issued 08/09/2019
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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