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Courtney Ann Colwell

Vanguard Marketing Corp.

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About Courtney Ann Colwell

Courtney Colwell is a registered representative with Vanguard Marketing Corp., a firm headquartered in Charlotte, North Carolina. Courtney holds the Series 7TO and Series 63 securities licenses, and is registered to sell securities in all 50 states, the District of Columbia, Puerto Rico and the Virgin Islands. Courtney has been in the securities industry since October 2019.

Firm Information

Courtney Colwell is currently registered with Vanguard Marketing Corp.. Vanguard Marketing Corp. is a Corporation that was formed on April 21, 1977. The firm is registered in 53 states and the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

1,975

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Courtney Colwell’s Registration & Firm History

NC

10/15/2019 - Present

Vanguard Marketing Corp. (CHARLOTTE NC)

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Licenses & Designations

BC

Issued 09/20/2019

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/15/2019

Series 7TO - General Securities Representative Examination

BC

Issued 08/09/2019

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Courtney Ann Colwell.
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