Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Courtney? Claim Your ProfileCourtney Alexandra Lee is a registered representative with DFA Securities LLC. Courtney has been in the securities industry since 2010 and has a Series 6, Series 7, Series 63, and SIE. Courtney's current registration is with DFA Securities LLC in Austin, Texas. Courtney previously worked with Franklin/Templeton Distributors, Inc. in St. Petersburg, Florida.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
TX
08/01/2023 - Present
DFA Securities LLC (AUSTIN TX)
FL
11/11/2010 - 07/02/2015
FRANKLIN/TEMPLETON DISTRIBUTORS, INC. (ST. PETERSBURG FL)
BC
Issued 06/28/2011
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/01/2023
Series 7TO - General Securities Representative Examination
BC
Issued 11/23/2022
SIE - Securities Industry Essentials Examination
BC
Issued 11/10/2010
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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