Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Courtney? Claim Your ProfileCourtney Small is a financial professional with over 2 years of experience in the industry. Courtney holds FINRA Series 7TO, Series 10, Series 9, and Series 63 licenses. Courtney currently works at National Financial Services LLC. Prior to this, Courtney worked at Fidelity Brokerage Services LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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RI
06/11/2024 - Present
National Financial Services LLC (SMITHFIELD RI)
RI
12/06/2021 - 05/10/2024
FIDELITY BROKERAGE SERVICES LLC (SMITHFIELD RI)
BC
Issued 12/14/2021
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/01/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 03/17/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 12/06/2021
Series 7TO - General Securities Representative Examination
BC
Issued 03/12/2021
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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