Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Courtland? Claim Your ProfileCourtland Riffle is a financial advisor with Stifel, Nicolaus & Company, Inc. Courtland is a seasoned professional in the financial industry, with experience dating back to 1992. Courtland holds a variety of licenses and certifications, including Series 7, 50, 52TO, 53, and 63. Courtland's expertise encompasses a wide range of financial services, including financial planning, portfolio management, pension consulting, and educational seminars. Prior to joining Stifel, Nicolaus & Company, Inc., Courtland held positions with George K. Baum & Company, Dillon, Read & Co. Inc. and Rauscher Pierce Refsnes, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CO
09/27/2019 - Present
Stifel, Nicolaus & Company, Inc. (DENVER CO)
CO
03/06/1997 - 09/27/2019
GEORGE K. BAUM & COMPANY (DENVER CO)
CT
10/13/1992 - 02/11/1997
DILLON, READ & CO. INC. (STAMFORD CT)
TX
08/14/1992 - 10/05/1992
RAUSCHER PIERCE REFSNES, INC. (DALLAS TX)
BC
Issued 05/21/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/21/2008
Series 53 - Municipal Securities Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/06/2017
Series 50 - Municipal Advisor Representative Qualification Exam
BC
Issued 08/13/1992
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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