Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Court? Claim Your ProfileCourt Henry Houseworth is a financial professional with over 30 years of experience in the industry. Court is currently registered with Keybanc Capital Markets Inc. and has previously been registered with Cain Brothers & Company, LLC, Lehman Brothers Inc. and Bear, Stearns & Co. Inc.. Court holds the Series 7, Series 24, Series 63, SIE and Series 79TO licenses. Court is registered in California.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CA
11/07/2017 - Present
Keybanc Capital Markets Inc. (San Francisco CA)
CA
03/23/2004 - 12/22/2017
CAIN BROTHERS & COMPANY, LLC (SAN FRANCISCO CA)
NY
10/28/1999 - 03/23/2004
LEHMAN BROTHERS INC. (NEW YORK NY)
NY
06/17/1993 - 10/25/1999
BEAR, STEARNS & CO. INC. (NEW YORK NY)
BC
Issued 12/11/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/24/1997
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/16/1993
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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