Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Cotton? Claim Your ProfileCotton Lee Sears is a financial professional with over 25 years of experience in the industry. Cotton is currently registered with LPL Financial LLC and has been with the firm since 2009, previously working with them from 2016 to 2022. Cotton also has prior experience with Raymond James Financial Services, Inc., Financial Network Investment Corporation and The Lincoln National Life Insurance Company. Cotton is a Series 7, Series 24, Series 63 and Series 65 licensed advisor and holds a SIE certification. Cotton is also a licensed insurance agent and has experience in horse training and real estate rentals. Cotton is an adjunct professor at Washington State University. Cotton specializes in providing a variety of services including financial planning, portfolio management for businesses and individuals, and consulting and other non-discretionary advisory services. Cotton also offers educational seminars.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
WA
08/10/2022 - Present
LPL Financial LLC (PULLMAN WA)
WA
08/02/2016 - 08/08/2022
PURSHE KAPLAN STERLING INVESTMENTS (Pullman WA)
WA
07/20/2009 - 08/12/2016
LPL FINANCIAL LLC (PULLMAN WA)
WA
06/29/2001 - 06/22/2009
RAYMOND JAMES FINANCIAL SERVICES, INC. (COLFAX WA)
IN
02/16/1998 - 12/11/2001
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY (FORT WAYNE IN)
CA
02/06/1998 - 07/06/2001
FINANCIAL NETWORK INVESTMENT CORPORATION (EL SEGUNDO CA)
CA
09/27/1995 - 12/18/1997
WM FINANCIAL SERVICES, INC. (IRVINE CA)
IN
06/23/1995 - 10/05/1995
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY (FORT WAYNE IN)
IA
Issued 06/22/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/23/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/09/2014
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/22/1995
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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