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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Costas? Claim Your ProfileCostas Liappas is an investment advisor representative with Morgan Stanley. Costas Liappas has been in the industry since 2006 and has experience with UBS Financial Services Inc and Credit Suisse Securities (USA) LLC. Costas Liappas is registered with the state of New York and Texas and is a registered representative. Costas Liappas is currently employed by Morgan Stanley, a firm with over $10 billion to $50 billion in assets under management. The firm's main office is in Purchase, NY.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
NY
05/15/2020 - Present
Morgan Stanley (New York NY)
NY
04/05/2012 - 03/28/2016
UBS FINANCIAL SERVICES INC. (NEW YORK NY)
NY
07/11/2011 - 02/17/2012
CREDIT SUISSE SECURITIES (USA) LLC (NEW YORK NY)
NY
02/22/2007 - 07/15/2011
UBS FINANCIAL SERVICES INC. (NEW YORK NY)
NY
03/06/2006 - 01/22/2007
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
BOTH
Issued 03/31/2008
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/03/2006
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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