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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Cory? Claim Your ProfileCory Sprott cox is an Investment Advisor Representative with Empower Advisory Group, LLC. Cory Sprott cox has been in the financial services industry since May 24, 2019 and has experience with MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED and THRIVENT INVESTMENT MANAGEMENT INC. Cory Sprott cox is registered with FINRA as a general securities representative and a representative for investment company products and variable contracts. Cory Sprott cox is also registered with the states of Arizona, California, Nevada, New Mexico and Utah. Cory Sprott cox's specializations include portfolio management, financial planning and insurance and annuity products. Cory Sprott cox's firm, Empower Advisory Group, LLC has a history of providing financial services to a variety of clients including individuals, businesses, and institutions. The firm offers a range of services including financial planning, portfolio management, and investment advisory services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
CO
06/14/2021 - Present
Empower Advisory Group, LLC (GREENWOOD VILLAGE CO)
AZ
01/14/2020 - 05/24/2021
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (TUCSON AZ)
AZ
03/11/2019 - 11/15/2019
THRIVENT INVESTMENT MANAGEMENT INC. (TUCSON AZ)
BOTH
Issued 03/30/2019
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/02/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 03/11/2019
Series 7TO - General Securities Representative Examination
BC
Issued 02/15/2019
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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