Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Cory? Claim Your ProfileCory Holmes is a financial professional with Lazard Freres & Co. LLC and is registered with FINRA. Cory has passed the Series 7TO, Series 79TO, and SIE examinations and is also registered with the state of California. Cory has experience in the industry, having previously worked for THE SPARTAN GROUP.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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CA
06/05/2024 - Present
Lazard Freres & Co. LLC (LOS ANGELES CA)
CA
10/30/2023 - 07/10/2024
THE SPARTAN GROUP (PASADENA CA)
BC
Issued 02/13/2023
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/05/2023
Series 7TO - General Securities Representative Examination
BC
Issued 03/14/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 01/25/2023
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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