Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Cory? Claim Your ProfileCory McCauley is a financial advisor with Osaic Wealth, Inc. located in Houston, Texas. Cory is registered as a securities representative and a Registered Investment Advisor (RIA) in both Texas and Louisiana. Cory has been in the financial industry since 2003. Cory has experience working with a variety of financial clients including high net worth individuals, pension and profit sharing plans, corporations, and individuals. Cory has a strong understanding of the investment landscape and can help you make informed financial decisions.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
TX
09/01/2023 - Present
Osaic Wealth, Inc. (HOUSTON TX)
TX
08/30/2018 - 09/01/2023
SAGEPOINT FINANCIAL, INC. (HOUSTON TX)
TX
06/16/2009 - 08/30/2018
NEXT FINANCIAL GROUP, INC. (HOUSTON TX)
TX
09/08/2006 - 03/11/2009
BANC OF AMERICA INVESTMENT SERVICES, INC. (HOUSTON TX)
TX
05/27/2004 - 09/12/2006
MORGAN STANLEY DW INC. (HOUSTON TX)
IL
01/20/2003 - 01/07/2004
STATE FARM VP MANAGEMENT CORP. (BLOOMINGTON IL)
BOTH
Issued 07/29/2004
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/18/2003
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/17/2004
Series 31 - Futures Managed Funds Examination
BC
Issued 07/15/2004
Series 7 - General Securities Representative Examination
BC
Issued 01/17/2003
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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