Unclaimed
Cory Michael Sullivan is a registered representative with ADP Broker-Dealer, Inc. Cory is licensed to sell securities in 15 states, including Arkansas, California, Colorado, and Florida. Cory has been in the financial services industry since July 2016. Cory holds a Series 6, Series 63 and SIE license. Cory is also registered with FINRA.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NJ
07/18/2016 - Present
ADP Broker-Dealer, Inc. (FLORHAM PARK NJ)
BC
Issued 07/26/2016
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/17/2016
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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