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Cory Matthew Fazioli

Alps Distributors, Inc.

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About Cory Matthew Fazioli

Cory Fazioli is a financial professional with over 10 years of experience in the industry. Cory is currently registered with Alps Distributors, Inc. Cory has a strong track record of success in providing clients with personalized financial advice and guidance. Cory's previous experience includes a role with AXA Advisors, LLC. Cory is committed to helping clients achieve their financial goals.

Firm Information

Cory Fazioli is currently registered with Alps Distributors, Inc.. Alps Distributors, Inc. is a Corporation that was formed on July 1, 1985. It is registered in 53 states and is also approved by the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

169

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Cory Fazioli’s Registration & Firm History

NY

10/21/2013 - Present

Alps Distributors, Inc. (NEW YORK NY)

NY

06/20/2013 - 07/23/2013

AXA ADVISORS, LLC (CLIFTON PARK NY)

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Licenses & Designations

BC

Issued 10/25/2013

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 09/25/2017

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 06/20/2013

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Cory Matthew Fazioli.
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