Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Cory? Claim Your ProfileCory James Watson is a financial advisor in Keokuk, Iowa with over 25 years of experience. Cory James Watson is currently registered with Cambridge Investment Research Advisors, Inc.. Previously, Cory James Watson was registered with LPL FINANCIAL LLC, RAYMOND JAMES FINANCIAL SERVICES, INC., LM FINANCIAL PARTNERS, INC., and MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Solicitation fees from 3rd party money managers
1
2
IA
08/08/2022 - Present
Cambridge Investment Research Advisors, Inc. (KEOKUK IA)
IA
12/16/2002 - 04/07/2014
LPL FINANCIAL LLC (KEOKUK IA)
FL
10/28/2002 - 12/17/2002
RAYMOND JAMES FINANCIAL SERVICES, INC. (ST. PETERSBURG FL)
LA
07/14/1998 - 10/30/2002
LM FINANCIAL PARTNERS, INC. (NEW ORLEANS LA)
NY
10/03/1997 - 06/30/1998
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
BOTH
Issued 07/23/1998
Series 66 - Uniform Combined State Law Examination
BC
Issued 03/10/2003
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/02/1997
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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