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Cory James Straus

Blackrock Investments, LLC

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About Cory James Straus

Cory James Straus is a registered representative with Blackrock Investments, LLC. Cory has been in the securities industry since 2006. Cory has a Series 7, Series 63 and Series 99TO. Cory has previous experience with DEUTSCHE BANK SECURITIES INC., MARKETAXESS CORPORATION and J.P. MORGAN SECURITIES LLC. Cory holds licenses in 52 states.

Firm Information

Cory Straus is currently registered with Blackrock Investments, LLC. Blackrock Investments, LLC is a Limited Liability Company formed on October 21, 1994. The firm is registered with the Securities and Exchange Commission and in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands. Blackrock Investments has been involved in one regulatory event and one arbitration.

Not reported

Assets Under Management

Not reported

Total Clients

280

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Cory Straus’s Registration & Firm History

NY

12/07/2021 - Present

Blackrock Investments, LLC (NEW YORK NY)

NY

11/24/2014 - 10/28/2021

DEUTSCHE BANK SECURITIES INC. (NEW YORK NY)

NY

01/02/2013 - 11/12/2014

MARKETAXESS CORPORATION (NEW YORK NY)

NY

12/23/2010 - 12/03/2012

J.P. MORGAN SECURITIES LLC (NEW YORK NY)

NY

05/20/2009 - 12/23/2010

J.P. MORGAN CLEARING CORP. (NEW YORK NY)

NY

08/15/2006 - 05/21/2009

J.P. MORGAN SECURITIES INC. (NEW YORK NY)

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Licenses & Designations

BC

Issued 07/27/2013

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/14/2006

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Cory James Straus.
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