Unclaimed
Cory James Straus is a registered representative with Blackrock Investments, LLC. Cory has been in the securities industry since 2006. Cory has a Series 7, Series 63 and Series 99TO. Cory has previous experience with DEUTSCHE BANK SECURITIES INC., MARKETAXESS CORPORATION and J.P. MORGAN SECURITIES LLC. Cory holds licenses in 52 states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
12/07/2021 - Present
Blackrock Investments, LLC (NEW YORK NY)
NY
11/24/2014 - 10/28/2021
DEUTSCHE BANK SECURITIES INC. (NEW YORK NY)
NY
01/02/2013 - 11/12/2014
MARKETAXESS CORPORATION (NEW YORK NY)
NY
12/23/2010 - 12/03/2012
J.P. MORGAN SECURITIES LLC (NEW YORK NY)
NY
05/20/2009 - 12/23/2010
J.P. MORGAN CLEARING CORP. (NEW YORK NY)
NY
08/15/2006 - 05/21/2009
J.P. MORGAN SECURITIES INC. (NEW YORK NY)
BC
Issued 07/27/2013
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/14/2006
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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