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Cory Gene Sturzenegger

Fidelity Brokerage Services LLC

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About Cory Gene Sturzenegger

Cory Sturzenegger has over 27 years of experience in the financial services industry. Cory is currently a registered representative with Fidelity Brokerage Services LLC. Cory has previously worked with Fidelity Investments Institutional Services Company, Inc. and Fidelity Brokerage Services, Inc. Cory is licensed in Series 6, 7, 9, 10 and SIE.

Firm Information

Cory Sturzenegger is currently registered with Fidelity Brokerage Services LLC. Fidelity Brokerage Services LLC is a Limited Liability Company formed on June 8, 2000. The firm is registered in 53 states and is approved by the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

6,116

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Cory Sturzenegger’s Registration & Firm History

UT

07/29/2005 - Present

Fidelity Brokerage Services LLC (SALT LAKE CITY UT)

RI

01/14/2005 - 07/29/2005

FIDELITY INVESTMENTS INSTITUTIONAL SERVICES COMPANY, INC. (SMITHFIELD RI)

RI

02/26/2002 - 12/31/2004

FIDELITY INVESTMENTS INSTITUTIONAL SERVICES COMPANY, INC. (SMITHFIELD RI)

RI

03/26/1998 - 02/26/2002

FIDELITY BROKERAGE SERVICES LLC (SMITHFIELD RI)

RI

07/26/1993 - 09/09/1996

FIDELITY BROKERAGE SERVICES, INC. (SMITHFIELD RI)

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Licenses & Designations

BC

Issued 07/30/1993

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/25/2001

Series 10 - General Securities Sales Supervisor - General Module Examination

BC

Issued 12/15/2000

Series 9 - General Securities Sales Supervisor - Options Module Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/05/1994

Series 7 - General Securities Representative Examination

BC

Issued 07/23/1993

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

New York Stock Exchange

Disclosures

There are no public disclosures for Cory Gene Sturzenegger.
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