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Cory David Grossman

Northwestern Mutual Investment Services, LLC

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About Cory David Grossman

Cory Grossman is a registered representative with Northwestern Mutual Investment Services, LLC. Cory has been in the securities industry for over 10 years and has a wide range of experience in providing financial advice to individuals and families. Cory's areas of expertise include: investment planning, retirement planning, and college savings planning. Cory is also licensed to sell insurance. Cory Grossman is committed to providing his clients with the highest level of service and personalized attention. In addition to providing investment advice, Cory also provides insurance and financial planning services. Cory is a valuable resource for individuals and families looking to achieve their financial goals.

Firm Information

Cory Grossman is currently registered with Northwestern Mutual Investment Services, LLC. Northwestern Mutual Investment Services, LLC is a Limited Liability Company formed in June 1998 and based in Milwaukee, Wisconsin. The firm offers investment research, referrals to other advisors, and acts as an investment advisor, providing advisory services to various client types, including individuals, corporations, and insurance companies. They are registered with the SEC and in all 50 states, boasting a large network of licensed agents, investment advisor representatives, and registered representatives. The firm has been involved in several regulatory events and one arbitration disclosure.
Northwestern Mutual Investment Services, LLC

111 S CALVERT ST

BALTIMORE, MD 21202

Not reported

Assets Under Management

1

Total Clients

10,224

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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investment research; referrals to other advisers

Investment research; referrals to other advisers

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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other

Referral fees

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Cory Grossman’s Registration & Firm History

MD

01/06/2024 - Present

Northwestern Mutual Investment Services, LLC (BALTIMORE MD)

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Licenses & Designations

BOTH

Issued 3/1/2013

Series 66 - Uniform Combined State Law Examination

BC

Issued 10/1/2018

SIE - Securities Industry Essentials Examination

BC

Issued 2/14/2013

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Cory David Grossman.
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