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Cory Christopher Ott

Nylife Securities LLC

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About Cory Christopher Ott

Cory Ott is a financial professional with over 20 years of experience in the industry. He has been registered with Nylife Securities LLC since 2014. Cory previously worked for MML Investors Services, LLC, MetLife Securities Inc., Park Avenue Securities LLC, and 1717 Capital Management Company. Cory is licensed to sell securities in Florida, Georgia, and South Carolina.

Firm Information

Cory Ott is currently registered with Nylife Securities LLC. Nylife Securities LLC is a Limited Liability Company formed in 2007, registered in 51 states and the SEC. The firm has been involved in 13 regulatory events and 7 arbitrations.

Not reported

Assets Under Management

Not reported

Total Clients

4,464

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Cory Ott’s Registration & Firm History

GA

06/20/2014 - Present

Nylife Securities LLC (SAVANNAH GA)

NC

05/10/2013 - 06/02/2014

MML INVESTORS SERVICES, LLC (CHARLOTTE NC)

NC

06/04/2009 - 05/03/2013

METLIFE SECURITIES INC. (WILMINGTON NC)

NY

11/19/2001 - 06/24/2009

PARK AVENUE SECURITIES LLC (NEW YORK NY)

DE

09/16/1999 - 10/02/2001

1717 CAPITAL MANAGEMENT COMPANY (NEWARK DE)

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Licenses & Designations

BC

Issued 08/27/1999

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/29/2022

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 02/20/2018

Series 7 - General Securities Representative Examination

BC

Issued 09/15/1999

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Cory Christopher Ott. Review regulatory record here.
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