Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Cory? Claim Your ProfileCory Brandon Underwood is a financial advisor with Osaic Advisory Services, LLC, where Cory has been registered as an Investment Advisor Representative since February 26, 2024. Cory has been in the financial industry for over 17 years and has experience working with a wide range of clients, including individuals, families, businesses, and charitable organizations. Cory is a Certified Financial Planner and a Chartered Financial Analyst. Cory is passionate about helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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CO
02/26/2024 - Present
Osaic Advisory Services, LLC (Highlands Ranch CO)
MO
10/07/2016 - 04/27/2018
RUBINBROWN BROKERAGE SERVICES, L.L.C. (ST. LOUIS MO)
NM
01/26/2012 - 03/31/2016
FOOTHILL SECURITIES, INC. (ALBUQUERQUE NM)
NM
08/04/2010 - 01/31/2012
NEW ENGLAND SECURITIES (ALBUQUERQUE NM)
NM
10/19/2009 - 07/20/2010
BANCWEST INVESTMENT SERVICES, INC. (ALBUQUERQUE NM)
NM
08/03/2009 - 10/02/2009
FOOTHILL SECURITIES, INC. (ALBUQUERQUE NM)
NM
06/17/2008 - 08/03/2009
CUE FINANCIAL GROUP, INC. (ALBUQUERQUE NM)
NM
03/21/2005 - 06/03/2008
PURSHE KAPLAN STERLING INVESTMENTS (ALBUQUERQUE NM)
NY
05/28/2004 - 04/04/2005
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
IA
Issued 07/12/2004
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/16/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/27/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/27/2004
Series 7 - General Securities Representative Examination
Active
Inactive
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