Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Cory? Claim Your ProfileCory Brandon Stearman is a financial advisor with Fidelity Brokerage Services LLC. Cory has been in the financial services industry since 2006. Cory holds Series 7, 6, 63 and 66 licenses. Cory has been a registered representative with Fidelity Brokerage Services LLC since 2023. Cory is registered in 51 states. Prior to Fidelity, Cory worked with Goldman Sachs Custody Solutions, Securities America, Inc., Northwestern Mutual Investment Services, LLC, and T. Rowe Price Investment Services, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CA
11/02/2023 - Present
Fidelity Brokerage Services LLC (SAN FRANCISCO CA)
CO
04/23/2020 - 04/10/2023
GOLDMAN SACHS CUSTODY SOLUTIONS (Colorado Springs CO)
CO
10/22/2019 - 12/20/2019
SECURITIES AMERICA, INC. (COLORADO SPRINGS CO)
CO
08/21/2019 - 09/27/2019
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (COLORADO SPGS CO)
CO
03/18/2005 - 01/17/2019
T. ROWE PRICE INVESTMENT SERVICES, INC. (COLORADO SPRINGS CO)
BOTH
Issued 03/16/2006
Series 66 - Uniform Combined State Law Examination
BC
Issued 05/09/2005
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/10/2014
Series 51 - Municipal Fund Securities Principal Examination
BC
Issued 10/18/2011
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/18/2005
Series 7 - General Securities Representative Examination
BC
Issued 03/17/2005
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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