Unclaimed
Cory Bergt is a registered representative with Wells Fargo Securities, LLC. Cory is licensed to offer securities in 53 states and is also registered with FINRA. Cory's registrations began on December 23, 2020. Cory passed the Securities Industry Essentials (SIE) exam on September 4, 2020, the Investment Banking Registered Representative Examination on December 23, 2020, and the Uniform Securities Agent State Law Examination on February 2, 2021.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NC
12/23/2020 - Present
Wells Fargo Securities, LLC (CHARLOTTE NC)
BC
Issued 02/02/2021
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/23/2020
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 09/04/2020
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
Not sure Cory Bergt is the right advisor for you? Invested Better is here to help.