Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Cory? Claim Your ProfileCory Alan Kelly is a registered representative with Principal Securities, Inc. with over 20 years of experience in the financial services industry. Cory has a strong background in financial planning and portfolio management, and is committed to providing personalized financial advice to clients. Cory is licensed to sell securities in California and Texas, and is also a registered investment advisor. Cory has experience working with individuals, families, and businesses, and has a strong understanding of the needs of a diverse range of clients. Cory is committed to helping clients achieve their financial goals and objectives, and is passionate about providing exceptional client service.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Seminar fees, solicitors fees, subscription consulting fees
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2
CA
05/10/2021 - Present
Principal Securities, Inc. (MODESTO CA)
NY
05/29/2001 - 01/03/2002
RBC DAIN RAUSCHER INC. (NEW YORK NY)
BOTH
Issued 06/24/2016
Series 66 - Uniform Combined State Law Examination
BC
Issued 04/30/2018
Series 51 - Municipal Fund Securities Principal Examination
BC
Issued 03/16/2018
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/25/2016
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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