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Corrie Gustavson

Cowen AND Co.

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About Corrie Gustavson

Corrie Gustavson is an operations professional with Cowen and Co. Corrie has been in the industry since February 18, 2021. Corrie holds the Series 99TO and SIE licenses.

Firm Information

Corrie Gustavson is currently registered with Cowen AND Co.. Cowen AND Co. is a Limited Liability Company that was formed on January 15, 2004. The firm is registered in 53 states and the SEC and offers advisory services. Cowen AND Co. has been involved in 46 regulatory events and 8 arbitration cases.

Not reported

Assets Under Management

Not reported

Total Clients

142

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Corrie Gustavson’s Registration & Firm History

FL

02/19/2021 - Present

Cowen AND Co. (LAKE MARY FL)

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Licenses & Designations

BC

Issued 02/19/2021

Series 99TO - Operations Professional Examination

BC

Issued 11/20/2020

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Corrie Gustavson.
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