Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Cornelius? Claim Your ProfileCornelius McAuliffe is a registered representative with Dai Securities, LLC and has been in the securities industry since March 25, 1988. Cornelius McAuliffe has been registered with Crown Capital Securities, L.P., USA Advanced Planners Inc. and Equity Services, Inc. in the past. Cornelius McAuliffe has passed the Series 6, Series 22, Series 26 and Series 63 exams. Cornelius McAuliffe is currently registered with the following states: California, Colorado, Florida, Idaho, Montana, and Washington.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CA
09/01/2023 - Present
DAI Securities, LLC (Westlake Village CA)
CA
01/02/2008 - 09/05/2023
CROWN CAPITAL SECURITIES, L.P. (WESTLAKE VILLAGE CA)
CA
02/01/2006 - 01/02/2008
USA ADVANCED PLANNERS INC. (WESTLAKE VILLAGE CA)
VT
03/22/1988 - 01/27/2006
EQUITY SERVICES, INC. (MONTPELIER VT)
BC
Issued 10/20/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/02/2008
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/22/1988
Series 6 - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 03/21/1988
Series 22 - Direct Participation Programs Representative Examination
Active
Inactive
F
FINRA
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