Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Cornelius? Claim Your ProfileCornelius Dempsey is a financial advisor registered with Independent Financial Group, LLC. Cornelius has over 30 years of experience in the financial services industry. Cornelius is a registered representative and investment advisor representative in California. He is also a registered principal in California. Cornelius offers a wide range of financial services to individuals, corporations, and charitable organizations. Cornelius is committed to providing personalized advice and guidance to help clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
CA
02/14/2011 - Present
Independent Financial Group, LLC (LOS ALTOS CA)
CA
10/12/2007 - 02/11/2011
QA3 FINANCIAL CORP. (LOS ALTOS CA)
CA
01/22/1998 - 10/01/2007
SECURITIES AMERICA, INC. (LOS ALTOS CA)
AZ
07/11/1994 - 01/26/1998
ROYAL ALLIANCE ASSOCIATES, INC. (SCOTTSDALE AZ)
NA
12/20/1988 - 07/26/1994
SOARES FINANCIAL GROUP, INC.
BOTH
Issued 12/11/2007
Series 66 - Uniform Combined State Law Examination
BC
Issued 07/13/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/21/1994
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/17/1988
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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