linkedInfacebook
For AdvisorsLog InContact Us
Invested Better
Unclaimed

Unclaimed

Unclaimed

Corinne Renae Mittag

Newbridge Securities Corp.

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you Corinne? Claim Your Profile

About Corinne Renae Mittag

Corinne Mittag is a financial advisor who is registered with Newbridge Securities Corp. Corinne has been in the industry since 1998 and holds the Series 4, 7, 24, 63, 65, and 66 licenses. She has worked with clients in Nebraska and Florida. Corinne has experience in providing investment advice and working with a variety of clients.

Firm Information

Corinne Mittag is currently registered with Newbridge Securities Corp.. Newbridge Securities Corp. is a Corporation formed in December 1997. The firm is registered with the SEC and in all 50 states, as well as Puerto Rico and the Virgin Islands. The firm has reported 31 Regulatory Events and 4 Arbitrations.

Not reported

Assets Under Management

Not reported

Total Clients

63

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

Find Your Ideal Financial Advisor

1

Finding a financial advisor doesn’t have to be complicated. InvestedBetter’s free tool connects you with advisors who serve your area and fit your financial needs in just 5 minutes.

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

Corinne Mittag’s Registration & Firm History

FL

05/25/2021 - Present

Newbridge Securities Corp. (BOCA RATON FL)

NE

11/02/2015 - 05/27/2021

AXOS CLEARING LLC (OMAHA NE)

NE

05/14/2013 - 02/25/2015

BANCWEST INVESTMENT SERVICES, INC. (OMAHA NE)

NE

02/08/2011 - 03/15/2013

NORTHERN LIGHTS DISTRIBUTORS, LLC (OMAHA NE)

NE

04/23/2009 - 05/04/2010

WADDELL & REED, INC. (OMAHA NE)

NE

04/20/2006 - 06/27/2008

TD AMERITRADE, INC. (BELLEVUE NE)

NE

05/12/1998 - 06/27/2008

TD AMERITRADE CLEARING, INC. (BELLEVUE NE)

NE

07/03/1996 - 12/31/2001

AMERITRADE (BELLEVUE NE)

Not sure if Corinne Renae Mittag is right for you?

Licenses & Designations

BOTH

Issued 07/15/2013

Series 66 - Uniform Combined State Law Examination

IA

Issued 05/27/2009

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 07/08/1996

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 06/08/1998

Series 4 - Registered Options Principal Examination

BC

Issued 12/26/1997

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 07/02/1996

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are 2 public disclosures for Corinne Renae Mittag. Review regulatory record here.
Not sure if Corinne Renae Mittag is right for you?