Unclaimed
Corinne Zajac is a financial advisor at Raymond James & Associates, Inc. with over 35 years of experience in the industry. Corinne is a licensed agent and a registered representative. Corinne holds Series 7, 8, 9, 10, 63, and 66 licenses. Corinne has been with Raymond James & Associates, Inc. since September 2016. Previously, Corinne worked at Deutsche Bank Securities Inc. and Alex. Brown & Sons Incorporated. Corinne specializes in providing financial planning, pension consulting, and portfolio management services for individuals and businesses. Corinne is registered to provide financial advice in all 50 states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
09/22/2023 - Present
Raymond James & Associates, Inc. (Los Angeles CA)
CA
09/06/2016 - 05/04/2021
RAYMOND JAMES & ASSOCIATES, INC. (Los Angeles CA)
CA
01/13/2001 - 09/06/2016
DEUTSCHE BANK SECURITIES INC. (LOS ANGELES CA)
MD
09/01/1997 - 01/13/2001
DB ALEX. BROWN LLC (BALTIMORE MD)
NA
03/28/1985 - 09/01/1997
ALEX. BROWN & SONS INCORPORATED
BC
Issued 07/17/2024
Series 63 - Uniform Securities Agent State Law Examination
BOTH
Issued 03/01/2008
Series 66 - Uniform Combined State Law Examination
BC
Issued 08/08/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 08/08/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 09/25/1989
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 08/08/2023
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/16/1985
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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