Unclaimed
Corinne Elizabeth Caracausa is a registered representative with FEF Distributors, LLC, holding Series 66, SIE and Series 7 licenses. Corinne has been active in the financial industry since September 17, 2014, and has been with FEF Distributors, LLC since January 23, 2020. Prior to joining FEF Distributors, LLC, Corinne worked at UBS Financial Services Inc., where she was active in both broker-dealer and investment advisor roles. Corinne is currently licensed in all states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
01/23/2020 - Present
FEF Distributors, LLC (NEW YORK NY)
NJ
08/22/2014 - 12/26/2019
UBS FINANCIAL SERVICES INC. (WEEHAWKEN NJ)
BOTH
Issued 12/01/2014
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/22/2014
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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