Unclaimed
Corinna Bongiovanni is a registered representative and investment advisor representative with J.P. MORGAN SECURITIES LLC. Corinna has been in the financial services industry since 2003. Corinna has held previous positions at CHASE INVESTMENT SERVICES CORP., MORGAN STANLEY SMITH BARNEY, MORGAN STANLEY & CO. INCORPORATED, MORGAN STANLEY DW INC., WACHOVIA SECURITIES, LLC, and STIFEL, NICOLAUS & COMPANY, INCORPORATED. Corinna is licensed in multiple states and holds the Series 3, 6, 7, 9, 10, 24, 63 and 65 licenses. Corinna provides financial planning services and portfolio management for individuals and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
1
2
OH
10/01/2012 - Present
J.p. Morgan Securities LLC (Columbus OH)
WI
09/17/2012 - 10/01/2012
CHASE INVESTMENT SERVICES CORP. (MILWAUKEE WI)
IL
06/01/2009 - 09/27/2012
MORGAN STANLEY SMITH BARNEY (DEERFIELD IL)
IL
04/02/2007 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (RIVERWOODS IL)
IL
04/07/2006 - 04/02/2007
MORGAN STANLEY DW INC. (RIVERWOODS IL)
MO
06/09/2004 - 04/05/2006
WACHOVIA SECURITIES, LLC (ST. LOUIS MO)
MO
09/09/2002 - 09/22/2003
STIFEL, NICOLAUS & COMPANY, INCORPORATED (ST. LOUIS MO)
WI
07/24/2002 - 09/10/2002
M&I BROKERAGE SERVICES, INC. (MILWAUKEE WI)
IA
Issued 7/7/2005
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 8/13/2002
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/8/2011
Series 24 - General Securities Principal Examination
BC
Issued 6/2/2006
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 3/6/2006
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/3/2009
Series 3 - National Commodity Futures Examination
BC
Issued 2/10/2003
Series 7 - General Securities Representative Examination
BC
Issued 7/23/2002
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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