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Corine Hatch

Wells Fargo Clearing Services, LLC

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About Corine Hatch

Corine Hatch is a financial advisor with Wells Fargo Clearing Services, LLC. Corine Hatch has been in the industry since January 14, 2000 and has held registrations with several firms including Charles Schwab & Co., Inc. and Merrill Lynch, Pierce, Fenner & Smith Incorporated. Corine Hatch has a Series 7, 6, 63, and 65 licenses, as well as the SIE exam. Corine Hatch is registered in Arizona and California.

Firm Information

Corine Hatch is currently registered with Wells Fargo Clearing Services, LLC. Wells Fargo Clearing Services, LLC is a Limited Liability Company formed in March 2003 and headquartered in St. Louis, Missouri. They offer a variety of investment advisory services, including financial planning, pension consulting, and portfolio management for individuals, businesses, and institutional clients. With over $10 billion to $50 billion in assets under management, the firm provides services to a diverse client base, including high-net-worth individuals, corporations, charitable organizations, pension plans, and state or municipal government entities. They are registered with the SEC and all 50 states.
Wells Fargo Clearing Services, LLC

ONE NORTH JEFFERSON AVENUE

ST. LOUIS, MO 63103-2205

$558.46B

Assets Under Management

5,927

Total Clients

17,168

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

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investment consulting services to institutional clients

Investment consulting services to institutional clients

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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commissions

Earned based on transactions or products sold.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Corine Hatch’s Registration & Firm History

AZ

04/16/2024 - Present

Wells Fargo Clearing Services, LLC (SCOTTSDALE AZ)

TX

11/17/2022 - 01/10/2024

CHARLES SCHWAB & CO., INC. (WESTLAKE TX)

AZ

09/05/2012 - 10/28/2022

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (FOUNTAIN HILLS AZ)

AZ

10/23/2009 - 06/29/2012

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (SUN CITY AZ)

AZ

02/02/2004 - 10/23/2009

BANC OF AMERICA INVESTMENT SERVICES, INC. (PHOENIX AZ)

IL

10/15/1998 - 05/02/2003

BANC ONE SECURITIES CORPORATION (CHICAGO IL)

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Licenses & Designations

IA

Issued 12/07/2012

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 10/06/1998

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 02/07/2011

Series 7 - General Securities Representative Examination

BC

Issued 10/03/1998

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

C

Cboe BZX Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

Nasdaq GEMX, LLC

N

Nasdaq ISE, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Corine Hatch.
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