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Corina Kempe

Cetera Investment Advisers LLC

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About Corina Kempe

Corina Kempe is a financial advisor at Cetera Investment Advisers LLC in Defiance, OH. Corina has been a registered representative since 1998, and has a strong track record of success in the financial services industry. Corina is a registered investment advisor in the state of Ohio, and is also licensed to sell securities in multiple states. Corina provides a variety of financial services to individuals, families, and businesses, including financial planning, portfolio management, and investment advice. Corina is dedicated to helping her clients achieve their financial goals.

Firm Information

Corina Kempe is currently registered with Cetera Investment Advisers LLC. Cetera Investment Advisers LLC is a large financial advisory firm with over 6,600 registered representatives and investment advisor representatives. Headquartered in Schaumburg, Illinois, Cetera provides a wide range of financial services, including financial planning, portfolio management, and pension consulting. The firm manages over $104 billion in assets and serves a diverse client base, including individuals, businesses, charitable organizations, and pension plans.
Cetera Investment Advisers LLC

401 CLINTON STREET

DEFIANCE, OH 43512

$104.47B

Assets Under Management

16,618

Total Clients

7,280

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Corina Kempe’s Registration & Firm History

OH

11/23/2021 - Present

Cetera Investment Advisers LLC (DEFIANCE OH)

TX

09/02/1999 - 09/26/2002

FRANKLIN FINANCIAL SERVICES CORPORATION (HOUSTON TX)

MO

11/02/1998 - 07/06/1999

EVEREN SECURITIES, INC. (ST. LOUIS MO)

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Licenses & Designations

BC

Issued 11/20/2021

Series 63 - Uniform Securities Agent State Law Examination

IA

Issued 5/17/2019

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 10/26/2021

Series 7TO - General Securities Representative Examination

BC

Issued 7/14/2021

SIE - Securities Industry Essentials Examination

BC

Issued 10/22/1998

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Corina Kempe.
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